Forms & Questionnaires

Client Information

Start Here: Client Intake Information


Please bring the following applicable items to our consultation meeting:

  • Most recent bank account statements (checking, savings, money market, CDs, IRAs, etc.)
  • Most recent statements for any non-retirement related investment accounts (brokerage accounts, individual stocks, bonds, etc.)
  • Most recent statements for any retirement related investment accounts (401k, Profit Sharing, 403b, Tax Sheltered Annuity, Thrift Savings Plan, DROP, 457, etc.)
  • Annuity contracts and most recent statements
  • Life insurance policies (and most recent statements if applicable)
  • Long term care insurance policies
  • Sources of income and amounts (survivor benefit percentage or amount for any pension related income)
  • Personal Expense Projection (enclosed)
  • Most recent tax return
  • Listing of any Real Estate (personal residence, second home, rental property, condominium, lot, land)
    • Purchase price & year purchased
    • Estimate of current value
  • Listing of any business interest/ownership
    • Name and type of business entity
    • Percentage of ownership
    • Officer status or position held
  • Listing of any debt liabilities o Balance owed and to whom
    • Current payment and frequency
  • Estate planning documents (last will and testament, power of attorney, living will, health care surrogate, trust, guardianship, etc.)
  • Employee Benefit Handbook
  • Social Security Benefit Projection Report